Staff Spotlight: Andrew Sledd
From accounting intern to partner The accounting internship that launched his career When Andrew Sledd began the Keiter summer internship program in 2005, he did not expect it would lead…
From accounting intern to partner The accounting internship that launched his career When Andrew Sledd began the Keiter summer internship program in 2005, he did not expect it would lead…
Andrew serves as an advisor to Keiter’s financial services client base sharing his expertise in navigating the complex regulatory environment faced by broker/dealers in securities, investment advisors and alternative investment…
Andrew Sledd, Financial Services Senior Audit Manager, shares his insights on the Labor Department’s proposed rules regarding retirement savings in the Richmond Times-Dispatch article, New rules causing rippling effect in…
By Andrew K. Sledd, CPA, CFE, Business Assurance & Advisory Services Partner | Financial Services Industry Team Leader In June 2019, the Securities and Exchange Commission (SEC) released Regulation Best…
By Andrew K. Sledd, Business Assurance & Advisory Services Senior Manager | Financial Services Industry Team In April 2016, the Department of Labor (DOL) issued its final rule expanding the…
By Andrew K. Sledd, CPA, CFE, Business Assurance & Advisory Services Partner | Financial Services Industry Team Leader Common Deficiencies Found in Examinations of Private Fund Advisers In June 2020,…
By Andrew K. Sledd, Business Assurance & Advisory Services Audit Senior Manager | Financial Services Industry Team It has been almost four and half years since President Obama signed The…
…public health education, and community development initiatives. 24. JMU Alumni Board Business Assurance and Advisory Services Partner, Andrew Sledd, demonstrates his passion for his alma mater by serving on the…
By Christopher L. Wallace, CPA, Business Assurance & Advisory Services Partner and Andrew K. Sledd, CPA, CFE, Business Assurance & Advisory Services Partner On July 31, 2013, the Securities and…
By Andrew K. Sledd, CPA, CFE | Manager In August 2013, the Public Company Accounting Oversight Board (“PCAOB”) released its progress report on its inspections for auditors of broker-dealers for the…
By Andrew K. Sledd, CPA, CFE, Business Assurance & Advisory Services Partner | Financial Services Industry Team In the wake of the dismantling of the Department of Labor’s (DOL) Fiduciary…
Author: Andrew K. Sledd, CPA, CFE On July 30, 2013, the Securities and Exchange Commission (“SEC”) released amendments to the Broker-Dealer Financial Reporting Rule. The rules require broker-dealers to file…