Dodd-Frank Exempt Reporting Advisers

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As part of final rules adopted in June 2011 under the Dodd-Frank Wall Street Reform and Consumer Protection Act (Dodd-Frank), many advisers to private pooled investment vehicles (funds) that were previously exempt were now required to register with the SEC by March 30, 2012. Two of the primary exemptions to registration include the Venture Capital exemption and the $150 million exemption (small fund exemption). This article provides a brief overview of the primary provisions of those two exemptions. Dodd-Frank Exempt Reporting Advisors


The information contained within this article is provided for informational purposes only and is current as of the date published. Online readers are advised not to act upon this information without seeking the service of a professional accountant, as this article is not a substitute for obtaining accounting, tax, or financial advice from a professional accountant.


About the Author

Keiter CPAs is a certified public accounting firm serving the audittax, accounting and consulting needs of businesses and their owners located in Richmond and across Virginia. We focus on serving emerging growth businesses and companies in the financial servicesconstructionreal estatemanufacturingretail & distribution industries and nonprofits. We also provide business valuations and forensic accounting servicesfamily office services, and inbound international services.

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