Financial Services Industry Team

Posted on 03.08.13

Financial Services Industry Team

Keiter’s Financial Services Industry Team has in-depth expertise in serving broker-dealers, registered investment advisors, hedge funds, fund managers, private equity firms, and community banks. We understand the unique business challenges that this industry encounters whether its taxation of carried interests, fair value measurements, loan loss reduction, loan portfolio enhancements, or compliance with the regulatory requirements of the SEC, FINRA, SIPC, and PCAOB for financial services companies and Dodd-Frank, Basel III, and the Consumer Financial Protection Bureau for financial institutions.