What is Causing the Decline in the Number of Registered Broker-Dealers?

Overview of Regulatory Compliance and Market Challenges for the Broker-Dealer Industry For the last several years, the broker-dealer industry has faced a number of challenges, including maintaining regulatory compliance and broader market difficulties especially from the economic impact COVID-19 has had on the securities industry. These challenges have caused the number of registered broker-dealers in … Continue reading What is Causing the Decline in the Number of Registered Broker-Dealers?