Oregon 401k Plan Audits

Oregon ERISA DOL AuditsMany Portland businesses and companies across Oregon offer a retirement plan to provide employees with an opportunity to build retirement savings over their careers. While an important benefit option and savings tool, there are several regulations from both the IRS and the Department of Labor (DOL) which must be followed. While compliance for small plans (less than 100 employees) is easier to navigate, large plans (more than 100 participants) face far more complex regulations. As outlined in the Employee Retirement Income Security Act (ERISA) large plan sponsors are required to undergo an annual plan audit. These audits provide assurance to plan management and participants about the financial condition of the plan.

Portland 401(k) Plan Audit Experience

Keiter CPAs provides employee benefit plan audit services to businesses in Portland and across Oregon. We audit over 100 employee retirement plans of various sizes including those sponsored by publicly held companies. Our team has significant experience addressing the audit needs of defined benefit and defined contribution plans including 401(k) and 403(b) plans. Our services extend to both full-scope audits and the new ERISA Section 103(a)(3)(c) audit which replaces the limited scope audit type.

Portland ERISA Audit Services

  • ERISA Section 103(a)(3)(c) & Full Scope Audits
  • DOL Form 5500 Preparation
  • Audits Requiring an SEC Form 11K Submission
  • Defined Benefit & Defined Contribution Plans
  • SAS 136 Compliance Including the New ERISA Section 103(a)(3)(c) Format
  • Plan Mergers, Acquisitions & Spinoffs
  • ERISA Compliance Issues

Portland, OR

About Portland (OR)

Portland is known for its unique culture and diverse neighborhoods, as well as its eco-friendliness and commitment to sustainability. The city is also known for its food and drink scene, with a thriving craft beer industry, innovative food carts, and a strong coffee culture.

One of the most iconic landmarks in Portland is Powell’s City of Books, which is one of the largest independent bookstores in the world, covering an entire city block. The city is also home to many parks and green spaces, including Forest Park, which is one of the largest urban forests in the United States.

Contact our Oregon 401k Audit Team

Keiter CPAs provides ERISA and DOL audits for plan sponsors located in Portland and across Oregon. If you have questions about our services or would like to obtain a quote to conduct your next plan audit, complete the form below and a team member will reach out shortly.

Keiter’s Plan Audit services often result in the highest value when combined with other complex services. This permits us to fulfill our role as Opportunity Advisors.


Oregon ERISA DOL Audits

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