Staff Spotlight: Courtney Corallo

Qualified Small Business Stock Changes Under the ‘One Big Beautiful Bill Act’

SEC Adopts Changes to Narrow Broker-Dealer Exemptions to FINRA Membership

Broker-Dealer Audit Inspections: Key Insights from the PCAOB

Carried Interest Tax Treatment Controversy – 2025 Update

Regulatory Rollbacks: The MFA’s Recommendations to the SEC

Continuation Funds: A Powerful Tool for Investment Fund Sponsors

Liquidation Basis Financial Statements for Investment Companies

FDIC Proposal Affecting Custodial Deposit Accounts

Texas Consulting Firm Seeks SECA Tax Court Case Reversal

SEC Proposed “Safeguarding Rule” May Impact RIAs

Appellate Court Rejects SEC’s Private Fund Rule

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