Registration and Filing Requirements of Broker-Dealers

…Form BD online and mail a hard copy Submit all additional required forms, including the New Member Application Submit fingerprints 2. Securities Investor Protection Corporation (“SIPC”) – Every SEC-registered broker-dealer…

2024 Risk Advisory Update – Keiter Knowledge Sharing

…controls, user access reviews, and conducting regular audits. Advanced technical solutions: Utilizing advanced technical solutions like endpoint protection, sophisticated firewalls, and network monitoring to detect and prevent cyberattacks. The importance…

Remote Work Security Webinar: Frequently Asked Questions

…administrators more control over what applications are allowed to be installed and run on a computer. Read more about it here: https://docs.microsoft.com/en-us/windows/security/threat-protection/windows-defender-application-control/applocker/applocker-overview How can I tell if employee computers are…

Revolutionizing Healthcare Finance in 2024

…overall outcomes for public health by enhancing clinical decision-making, identifying and treating high-risk patients, predicting heart attacks, forecasting chronic kidney disease, and ensuring the standardization and protection of patient and…

CMMC Services

The Cybersecurity Maturity Model Certification (CMMC) is a cybersecurity framework that the Department of Defense (DoD) has instituted for prime and subcontractors wanting to provide products or services to the…