…Services Committee pushed forward with a bundle of bipartisan deregulatory bills that will “ensure small businesses have increased access to capital, enhance investor protections and improve investors’ ability to make…
…a member only if those transactions result from routing for order protection purposes by a national securities exchange where the broker-dealer is a member or constitute the execution of the…
…addition, many construction firms in the Richmond area obtained loans through the Payroll Protection Program (PPP) that allowed them to continue operating as usual. However, while the local construction industry…
…electronic employee monitors, and proximity sensors in employee badges; Respiratory protection equipment; Safety glasses; Signs related to COVID-19; Temperature-checking devices and monitors; and Testing and related equipment related to COVID-19….
…practices that are contrary to the public interest and the protection of investors unless they provide certain disclosures to investors, and in some cases, receive investor consent; and Prohibit providing…
…to assist with the protection of company knowledge. Private equity impact As private equity continues to back healthcare groups, non-competes are an essential aspect of transactions as it is common…
…Form BD online and mail a hard copy Submit all additional required forms, including the New Member Application Submit fingerprints 2. Securities Investor Protection Corporation (“SIPC”) – Every SEC-registered broker-dealer…
…controls, user access reviews, and conducting regular audits. Advanced technical solutions: Utilizing advanced technical solutions like endpoint protection, sophisticated firewalls, and network monitoring to detect and prevent cyberattacks. The importance…
…your Keiter representative or our Financial Services Industry team. We are here to help. Additional Financial Services Industry Accounting and News Resources: Economic Growth, Regulatory Relief, and Consumer Protection Act:…
…administrators more control over what applications are allowed to be installed and run on a computer. Read more about it here: https://docs.microsoft.com/en-us/windows/security/threat-protection/windows-defender-application-control/applocker/applocker-overview How can I tell if employee computers are…
…overall outcomes for public health by enhancing clinical decision-making, identifying and treating high-risk patients, predicting heart attacks, forecasting chronic kidney disease, and ensuring the standardization and protection of patient and…