Retirement Plan Audits

Many Dallas and companies across Texas offer a retirement plan to provide employees with an opportunity to build retirement savings over their careers. While an important benefit option and savings tool, there are several regulations from both the IRS and the Department of Labor (DOL) which must be followed. While compliance for small plans (less than 100 employees) is easier to navigate, large plans (more than 100 participants) face far more complex regulations. As outlined in the Employee Retirement Income Security Act (ERISA) large plan sponsors are required to undergo an annual plan audit. These audits provide assurance to plan management and participants about the financial condition of the plan.

Texas 401(k) Plan Audit Experience

Keiter CPAs provides employee benefit plan audit services to businesses in Dallas and companies across Texas We audit over 100 employee retirement plans of various sizes including those sponsored by publicly held companies. Our team has significant experience addressing the audit needs of defined benefit and defined contribution plans including 401(k) and 403(b) plans. Our services extend to both full-scope audits and the new ERISA Section 103(a)(3)(c) audit which replaces the limited scope audit type.

Dallas ERISA Audit Services

  • Limited & Full Scope Audits
  • DOL Form 5500 Preparation
  • Audits Requiring an SEC Form 11K Submission
  • Defined Benefit & Defined Contribution Plans
  • SAS 136 Compliance Including the New ERISA Section 103(a)(3)(c) Format
  • Plan Mergers, Acquisitions & Spinoffs
  • ERISA Compliance Issues

Dallas, TX

About Dallas (TX)

Dallas is known for its diverse economy, with strong industries in finance, healthcare, telecommunications, and transportation. The city is home to many large corporations, including AT&T, American Airlines, and ExxonMobil. It is also a popular destination for conventions and trade shows, with the Kay Bailey Hutchison Convention Center hosting many events throughout the year.

The city has a vibrant arts and culture scene, with many museums, theaters, and music venues. The Dallas Museum of Art and the Perot Museum of Nature and Science are popular attractions for visitors, while the Majestic Theatre and the Winspear Opera House host performances by the Dallas Opera and other touring acts.

Contact our Dallas ERISA Audit Team

Keiter CPAs provides ERISA and DOL audits for plan sponsors located in Dallas and across Texas. If you have questions about our services or would like to obtain a quote to conduct your next plan audit, complete the form below and a team member will reach out shortly.

Keiter’s Plan Audit services often result in the highest value when combined with other complex services. This permits us to fulfill our role as Opportunity Advisors.

Oregon ERISA DOL Audits



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