Retirement Plan Audits

Many Jacksonville, Orlando, and companies across Florida offer a retirement plan to provide employees with an opportunity to build retirement savings over their careers. While an important benefit option and savings tool, there are several regulations from both the IRS and the Department of Labor (DOL) which must be followed. While compliance for small plans (less than 100 employees) is easier to navigate, large plans (more than 100 participants) face far more complex regulations. As outlined in the Employee Retirement Income Security Act (ERISA) large plan sponsors are required to undergo an annual plan audit. These audits provide assurance to plan management and participants about the financial condition of the plan.

Florida 401(k) Plan Audit Experience

Keiter CPAs provides employee benefit plan audit services to businesses in Jacksonville, Orlando, and companies across Florida. We audit over 100 employee retirement plans of various sizes including those sponsored by publicly held companies. Our team has significant experience addressing the audit needs of defined benefit and defined contribution plans including 401(k) and 403(b) plans. Our services extend to both full-scope audits and the new ERISA Section 103(a)(3)(c) audit which replaces the limited scope audit type.

Jacksonville ERISA Audit Services

  • Limited & Full Scope Audits
  • DOL Form 5500 Preparation
  • Audits Requiring an SEC Form 11K Submission
  • Defined Benefit & Defined Contribution Plans
  • SAS 136 Compliance Including the New ERISA Section 103(a)(3)(c) Format
  • Plan Mergers, Acquisitions & Spinoffs
  • ERISA Compliance Issues

Orlando, FL

About Jacksonville FL

Jacksonville is known for its beautiful beaches, mild climate, and rich cultural heritage. The city is situated on the St. Johns River, which provides opportunities for water-based activities such as boating and fishing. Jacksonville is also home to several state and national parks, including the Timucuan Ecological and Historic Preserve and the Talbot Islands State Parks.

The city has a strong military presence, with several naval and air bases located in the area. Jacksonville is also home to several major corporations, including CSX Corporation and Fidelity National Information Services, and is a center for healthcare and biomedical research.

Contact our Jacksonville ERISA Audit Team

Keiter CPAs provides ERISA and DOL audits for plan sponsors located in Jacksonville, Orlando, and across Florida. If you have questions about our services or would like to obtain a quote to conduct your next plan audit, complete the form below and a team member will reach out shortly.

Keiter’s Plan Audit services often result in the highest value when combined with other complex services. This permits us to fulfill our role as Opportunity Advisors.

Oregon ERISA DOL Audits



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