Retirement Plan Audits

Many Baltimore and companies across Maryland offer a retirement plan to provide employees with an opportunity to build retirement savings over their careers. While an important benefit option and savings tool, there are several regulations from both the IRS and the Department of Labor (DOL) which must be followed. While compliance for small plans (less than 100 employees) is easier to navigate, large plans (more than 100 participants) face far more complex regulations. As outlined in the Employee Retirement Income Security Act (ERISA) large plan sponsors are required to undergo an annual plan audit. These audits provide assurance to plan management and participants about the financial condition of the plan.

Maryland 401(k) Plan Audit Experience

Keiter CPAs provides employee benefit plan audit services to businesses in Baltimore and companies across Maryland. We audit over 100 employee retirement plans of various sizes including those sponsored by publicly held companies. Our team has significant experience addressing the audit needs of defined benefit and defined contribution plans including 401(k) and 403(b) plans. Our services extend to both full-scope audits and the new ERISA Section 103(a)(3)(c) audit which replaces the limited scope audit type.

Baltimore ERISA Audit Services

  • Limited & Full Scope Audits
  • DOL Form 5500 Preparation
  • Audits Requiring an SEC Form 11K Submission
  • Defined Benefit & Defined Contribution Plans
  • SAS 136 Compliance Including the New ERISA Section 103(a)(3)(c) Format
  • Plan Mergers, Acquisitions & Spinoffs
  • ERISA Compliance Issues

Baltimore, MD

About Baltimore, MD

Baltimore is a city located in the mid-Atlantic region of the United States, in the state of Maryland. It is the largest city in Maryland, with a population of approximately 600,000 people and a metropolitan area population of over 2.7 million. It is known for its rich history, having played a significant role in the War of 1812 and the Civil War. The city is home to several historic sites and landmarks, including Fort McHenry, the site of the Battle of Baltimore, and the Edgar Allan Poe House and Museum.

In addition to its history, Baltimore is known for its vibrant arts and cultural scene. The city has several world-class museums, including the Baltimore Museum of Art and the Walters Art Museum. Baltimore is also home to several universities, including Johns Hopkins University and the University of Maryland, Baltimore, which contribute to the city’s intellectual and cultural vibrancy.

Contact our Baltimore ERISA Audit Team

Keiter CPAs provides ERISA and DOL audits for plan sponsors located in Baltimore, Annapolis, and across Maryland. If you have questions about our services or would like to obtain a quote to conduct your next plan audit, complete the form below and a team member will reach out shortly.

Keiter’s Plan Audit services often result in the highest value when combined with other complex services. This permits us to fulfill our role as Opportunity Advisors.

Oregon ERISA DOL Audits



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