Broker-Dealers May be on the Hook for Inadequate Audits

PCAOB broker-dealer audit inspection results highlight the importance of selecting a qualified auditor While some independent auditors may advertise low fees to entice broker-dealer clients for their annual audits, broker-dealers…

What is in a SOC 2 Report?

…of opinions based on the results of the audit, and we dive into those opinions in Part II of this article series on SOC reports. Section II – Management’s Assertion…

2018 Another Optimistic Year for U.S. Manufacturers

…opinions of manufacturing executives from across the country producing a wide variety of products including industrial/machining, transportation/automotive, construction, food and beverage, and other products. The results of this survey include…

Is the IRS Army Coming to Your Front Door?

…over the next decade. Unfortunately, results will likely not be immediately noticeable for several reasons. The first of which is that the funds are appropriated over 10 years. Thus, the…


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