Meet Andrew

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Andrew serves as an advisor to Keiter’s financial services client base sharing his expertise in navigating the complex regulatory environment faced by broker/dealers in securities, registered investment advisors and alternative investment funds. Andrew possesses a comprehensive understanding of SEC and FINRA rules and regulations affecting the industry. His responsibilities include managing client relationships, overseeing financial statement audits as well as custody exams. Andrew focuses the majority of his time working with alternative investment and private funds continuing to expand Keiter’s fund client base through his thought leadership, marketing efforts and participation in various industry groups and events. He has significant experience working closely with fund managers during new fund formation and partnering with their attorneys and third-party administrators to address US GAAP and financial reporting issues.

With over 18 years of experience in public accounting Andrew also has expertise providing assurance services to Fintech and specialty finance companies, real estate entities, not-for-profits and foundations, technology firms and employee benefit plans.

Andrew leads Keiter’s financial services industry team, serves on Keiter’s Executive Committee and is the partner in charge of the firm’s private fund audit practice.

Insights from Andrew

Appellate Court Rejects SEC’s Private Fund Rule

Potential Changes Coming to the SEC’s Custody Rules in 2023

Key Comments from the SEC’s Proposal Affecting Private Funds

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