…contrary to public interest and increase investor protection. These new rules as currently proposed and further described below should be expected to create additional operating burden to private fund managers….
…cannot be easily accessed. Multi-Factor Authentication (MFA): Requiring multiple forms of identification to access sensitive systems adds an extra layer of protection. Firewalls and Intrusion Detection Systems (IDS): Firewalls block…
…Financial Industry Regulatory Authority (“FINRA”), and Securities Investor Protection Corporation (“SIPC”). What are the annual filing requirements for registered broker-dealers? All registered broker-dealers are required to file Annual Reports with…
…rates. C-Corporation A C-Corporation is a separate legal entity from its owners (shareholders), offering limited liability protection by shielding its shareholders from personal liability for the corporation. Profits are taxed…
…security software with firewall and anti-virus protections on your computer and mobile devices Use strong passwords on your online accounts Learn to recognize and delete phishing emails, suspicious links, or…
…performed under the authority of the DoD’s Joint Surveillance Program. Under this program, the CMMC Third-Party Assessment Organization (C3PAO) will conduct the assessment in coordination with the Defense Industrial Base…
…Relief Program (RMRP). The RMRP was launched in June 2020 to assist households facing eviction or foreclosure due to the COVID-19 pandemic. The program is federally funded with $50 million…
CECL model’s impact on program related investments In my blog, CECL Implementation for Non-Profits, I introduced the Current Expected Credit Loss (“CECL”) model for measuring expected losses on financial instruments….
Understanding the Available Business Relief Resources During Coronavirus (COVID-19) Our advisors are closely monitoring the business impacts related to COVID-19. We are here to provide valuable resources as well as…
…his or her paycheck, he said. “The big take away for these changes is that not only did tax rates and withholdings change, the tax act made other significant changes…
…each paycheck for taxes. If too little is taken out, you could owe taxes, or if too much is taken out, you will have to wait until you file your…
…can expect about 7.65% of each paycheck to be withheld for FICA taxes. Since self-employed individuals are considered to be both the employee and the employer, these individuals must be…