Retirement Plan Audits
Many Atlanta and companies across Georgia offer a retirement plan to provide employees with an opportunity to build retirement savings over their careers. While an important benefit option and savings tool, there are several regulations from both the IRS and the Department of Labor (DOL) which must be followed. While compliance for small plans (less than 100 employees) is easier to navigate, large plans (more than 100 participants) face far more complex regulations. As outlined in the Employee Retirement Income Security Act (ERISA) large plan sponsors are required to undergo an annual plan audit. These audits provide assurance to plan management and participants about the financial condition of the plan.
Georgia 401(k) Plan Audit Experience
Keiter CPAs provides employee benefit plan audit services to businesses in Atlanta and companies across Georgia. We audit over 100 employee retirement plans of various sizes including those sponsored by publicly held companies. Our team has significant experience addressing the audit needs of defined benefit and defined contribution plans including 401(k) and 403(b) plans. Our services extend to both full-scope audits and the new ERISA Section 103(a)(3)(c) audit which replaces the limited scope audit type.
Atlanta ERISA Audit Services
- Limited & Full Scope Audits
- DOL Form 5500 Preparation
- Audits Requiring an SEC Form 11K Submission
- Defined Benefit & Defined Contribution Plans
- SAS 136 Compliance Including the New ERISA Section 103(a)(3)(c) Format
- Plan Mergers, Acquisitions & Spinoffs
- ERISA Compliance Issues
About Atlanta, GA
Atlanta is known for its rich history, having played a significant role in the Civil Rights Movement of the 1960s. The city is home to several historic sites and landmarks, including the Martin Luther King Jr. National Historical Park and the Carter Center, which is dedicated to former President Jimmy Carter’s humanitarian work.
In addition to its history, Atlanta is known for its vibrant arts and cultural scene. The city has several world-class museums, including the High Museum of Art and the National Center for Civil and Human Rights. Atlanta is also a major hub for the film and television industry, with several major studios and production companies located in the city.