Retirement Plan Audits
Many Denver and Colorado companies offer a retirement plan to provide employees with an opportunity to build retirement savings over their careers. While an important benefit option and savings tool, there are several regulations from both the IRS and the Department of Labor (DOL) which must be followed. While compliance for small plans (less than 100 employees) is easier to navigate, large plans (more than 100 participants) face far more complex regulations. As outlined in the Employee Retirement Income Security Act (ERISA) large plan sponsors are required to undergo an annual plan audit. These audits provide assurance to plan management and participants about the financial condition of the plan.
Colorado 401(k) Plan Audit Experience
Keiter CPAs provides employee benefit plan audit services to businesses in Denver and across the State of Colorado. We audit over 100 employee retirement plans of various sizes including those sponsored by publicly held companies. Our team has significant experience addressing the audit needs of defined benefit and defined contribution plans including 401(k) and 403(b) plans. Our services extend to both full-scope audits and the new ERISA Section 103(a)(3)(c) audit which replaces the limited scope audit type.
Denver ERISA Audit Services
- Limited & Full Scope Audits
- DOL Form 5500 Preparation
- Audits Requiring an SEC Form 11K Submission
- Defined Benefit & Defined Contribution Plans
- SAS 136 Compliance Including the New ERISA Section 103(a)(3)(c) Format
- Plan Mergers, Acquisitions & Spinoffs
- ERISA Compliance Issues
Map of Denver (CO) – 80202
About Denver (CO)
Denver, Colorado, has a thriving and diverse business community, with key industries including technology, aerospace, energy, healthcare, and finance. The city’s tech sector has seen significant growth, driven by a strong startup culture and a growing presence of established companies in fields like software development, cybersecurity, and digital media. Denver is also a hub for the aerospace industry, with major companies like Lockheed Martin and Boeing having significant operations in the area. The energy sector, particularly in renewable energy, plays a vital role in the local economy, supported by the region’s commitment to sustainability. Healthcare is another major driver, with institutions like the University of Colorado Hospital and Children’s Hospital Colorado leading in medical care and research. Additionally, Denver’s strong financial services industry, along with its strategic location and quality of life, make it an attractive destination for businesses and professionals. The area codes used in Denver (CO) are 303, 720, and 983.
